SEC Rule 606 Disclosure

Pursuant to SEC Rule 606, UNest Securities, LLC provides public disclosures of its order routing practices. As UNest Securities does not directly route customer orders, these disclosures are made available through our clearing firm, Apex Clearing Corporation.

Customers may also request information about the specific routing of their orders over the previous six months. For inquiries, please contact support@unes.co.

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This website is operated by UNest Holdings, Inc. Investment advisory services are offered through UNest Advisers, LLC, an SEC-registered investment adviser. Brokerage services are provided to clients of UNest Advisers by UNest Securities, LLC, an SEC-registered broker-dealer and member of FINRA and SIPC.
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Client accounts are protected by the Securities Investor Protection Corporation (SIPC) for up to $500,000, which includes a $250,000 limit for cash. SIPC protection does not cover market losses. For details, please visit www.sipc.org.
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UNest does not provide investment advice on bank products or any investments that are guaranteed or insured by the FDIC or any other government agency. Investing involves risk, and investments may lose value. Please consider your investment objectives, risk tolerance, and UNest pricing before investing. Past performance does not guarantee or indicate future results.
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Any investment projections, performance charts, or illustrative outcomes shown are hypothetical, for informational purposes only, and do not reflect actual investment results. They are not guarantees of future performance.
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UNest does not provide tax advice. Please consult a qualified tax professional for such information. More information about UNest Advisers’ services is available in its ADV brochure and Customer Relationship Summary.
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Testimonials, statements, and opinions presented on this website may be provided by current or former clients, as well as by individuals who are not clients of the Firm. Some individuals may be compensated in cash and/or equity for their statements, which creates a financial incentive and potential conflict of interest that may influence the content of the testimonial or endorsement. Testimonials and endorsements are not indicative of future performance and may not be representative of the experience of all clients.